Securities and Exchange Commission

Organization

New York Post, 02.09.10 20:41 UTC

Former 'car czar' Rattner rats on Obama in new book

Former Obama administration car czar Steven Rattner is coming out with a new book that depicts him swashbuckling through the financial crisis and shows U.S. President Barack Obama as "out to get" the ...

President   New York City  Former Obama administration  Securities and Exchange Commission  Michael Bloomberg  Steven Rattner  +9 more

NJ.com, 02.09.10 18:27 UTC

Branchburg financial adviser is accused of stealing $11M from clients

BRANCHBURG A Branchburg investment adviser was accused today of stealing $11 million from her clients in an elaborate Ponzi scheme to finance a lavish lifestyle. Sandra Venetis allegedly told some of ...

USD  Medicare  Federal Deposit Insurance Corporation  Securities and Exchange Commission  Sandra Venetis  Branchburg investment adviser  +1 more

Reuters - Business News, 02.09.10 17:33 UTC

"Quote stuffing" a focus in flash-crash probe

By Roberta Rampton, Rachelle Younglai and Jonathan Spicer WASHINGTON/NEW YORK | Thu Sep 2, 2010 1:24pm EDT WASHINGTON/NEW YORK (Reuters) - U.S. regulators probing the May flash crash are focusing on ...

Jonathan Spicer  Roberta Rampton  Rachelle Younglai  United States  technology advisory committee  study suggesting computer algorithms  +13 more

Huffington Post, 02.09.10 13:49 UTC

'Quote Stuffing,' Canceled Trades Reportedly Being Investigated By SEC

NEW YORK -- The Securities and Exchange Commission is looking into certain types of stock trade orders that could be distorting share prices and trading volume, according to The Wall Street Journal. ...

New York City  U.S. Securities and Exchange Commission  Securities and Exchange Commission  The Wall Street Journal  Dow Jones & Company, Inc. 

Seattle Times, 02.09.10 12:31 UTC

Report: SEC Investigating canceled trades

The Securities and Exchange Commission is looking into certain types of stock trade orders that could be distorting share prices and trading volume, according to The Wall Street Journal.

U.S. Securities and Exchange Commission  The Wall Street Journal  Dow Jones & Company, Inc.  Securities and Exchange Commission 

Reuters - Business News, 02.09.10 05:22 UTC

SEC probes cancelled trades in flash crash: report

Thu Sep 2, 2010 12:46am EDT (Reuters) - U.S. securities regulator is looking into a Wall Street trading practice in which unusually large numbers of orders to buy or sell stocks are placed in a ...

cent  Securities and Exchange Commission  U.S. Securities and Exchange Commission  United States  The Wall Street Journal  The Wall Street Journal Online 

New York Post, 02.09.10 05:17 UTC

Fuld: Uncle Sam saved everyone but Lehman

Don't hold your breath for any mea culpas from Dick Fuld. With nearly two years to digest the ignominious collapse of the 158-year-old investment bank he oversaw, the ex-Lehman Brothers CEO has ...

Dick Fuld  Barry Zubrow  Harvey Miller  Thomas Baxter  investment bank  Lehman Brothers Holdings Inc.  +10 more

New York Post, 02.09.10 05:17 UTC

Drug deal dopes

Turns out, you don't have to be too smart to get an MBA from the prestigious Wharton business school. Just ask two pals who were busted yesterday for an alleged insider trading scheme that netted one ...

Securities and Exchange Commission  James Self  Stephen Goldfield  pharmaceutical giant  Pennsylvania  Florida  +8 more

Seattle Times, 02.09.10 02:05 UTC

South Korean company dumping Yahoo's search ads

Yahoo Inc. is about to lose one of its search advertising partners in South Korea as the Internet company prepares to convert to Microsoft Corp.'s technology.

search engine  USD  Securities and Exchange Commission  South Korea  search requests  search engine handles  +11 more

New York Post, 01.09.10 17:40 UTC

US accuses ex-hedge-fund manager of making $14M from insider trading

The Securities and Exchange Commission (SEC) Wednesday accused a former hedge-fund manager of trading on inside information allegedly passed to him by a pharmaceutical executive before a big ...

USD  Securities and Exchange Commission  MedImmune, Inc.  Stephen R. Goldfield  AstraZeneca PLC  manager of trading  +2 more
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